Paperwork Request Form

Client Information
Client 1
Legal Name*

First NameLast Name
Nickname (if any)
U.S. Citizen?*

YesNo
Passport / Green Card on File?*

YesNo
SSN or TAX ID*
Birthday*

MonthDayYear
Date
Email*
example@example.com
Phone Number*
Please enter a valid phone number.
Employer*
Occupation*
Legal Address*

Street Address

Ste. , Apt. No., etc.

CityState

Zip Code
Mailing Address Same as Legal Address?*

YesNo
Mailing Address*

Street Address

CityState

Zip Code
New Accounts to Open? [Select "No" if using existing accounts at custodian]*

YesNo

Trading
Select All That Apply*

Trade RestrictionsMax Cap GainsEstablish MarginBackdoors / Roth ConversionsN/A
Trade Restrictions - Notes*
Please add any notes regarding SMAs here, if applicable.
Max Cap Gains - Notes*
Margin Notes*
Backdoor / Roth Conversion Notes*
File Upload

Statements, Green Cards, Death Certs, etc. that may be necessary for transfers or account openings.
Cancelof
Falcon Tax Info
Tax Filing Type
FWP Payment Frequency
Tax Subsidy from Planning Fee?
Subsidy Amount
Queue ID
Please discuss DOL options with the client prior to submission.
Should be Empty:

Paperwork Delivery Method